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505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-09-20 |
Branch Locations
505 S Wakara Way, 3Rd Floor, Salt Lake City, UT 84108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wasatch Global Investors, Lp. | Salt Lake City | UT | 07/2020 | Present |
| Anz | Sydney Nsw | 01/2014 | 05/2020 | |
| Alps Distributors, Inc. | Denver | CO | 04/2025 | Present |
| Alps Distributors, Inc. | Denver | CO | 08/2020 | 02/2021 |
WASATCH GLOBAL INVESTORS LP, INVESTMENT-RELATED, 505 WAKARA WAY 3RD FL SALT LAKE CITY UT 84108, INVESTMENT MANAGEMENT, VP INSTITUTIONAL , 07/27/2020, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS, MARKETING OF INVESTMENT MANAGEMENT TO INSTITUTIONAL INVESTORS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-19 |
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