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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 08/2025 | 06/2026 |
| Unemployed | Gilbert | AZ | 06/2025 | 07/2025 |
| Charles Schwab | Phoenix | AZ | 11/2024 | 05/2025 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 10/2024 | 05/2025 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2021 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2020 | 08/2021 |
| Corporate Job Bank | Tempe | AZ | 02/2020 | 06/2020 |
| Languageline Solutions | Gilbert | AZ | 11/2019 | 02/2020 |
| Unemployed | Gilbert | AZ | 06/2019 | 10/2019 |
| Park University | Glendale | AZ | 03/2019 | 05/2019 |
| Unemployed | Gilbert | AZ | 09/2018 | 02/2019 |
| Best Life Pharma | Tempe | AZ | 09/2017 | 08/2018 |
| Unemployed | Gilbert | AZ | 07/2016 | 08/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 02/2003 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-23 |
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