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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-08
IN RA APPROVED 2021-04-05
  • TX RA
    APPROVED
    Since 2021-12-08
  • IN RA
    APPROVED
    Since 2021-04-05

Branch Locations

1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096 • United States

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sugar Land TX 06/2020 Present
Dagwoods Sub-Deli Shop Indianapolis IN 10/2016 01/2018
Iupui Bepko Learning Center Indianapolis IN 08/2017 05/2019
The Dairy Castle Greencastle IN 07/2014 08/2018
Oak Street Funding / First Franchise Capital Indianapolis IN 05/2019 08/2019
Republic Airline Indianapolis IN 01/2018 05/2018
Kelley School Of Business, Indianapolis Indianapolis IN 02/2018 06/2020
Indiana University - Purdue University - Indianapolis Indianapolis IN 08/2016 05/2020
Charles Schwab Bank, Ssb Sugar Land TX 10/2021 Present
  • 06/2020 → Present
    Sugar Land, TX
  • 10/2016 → 01/2018
    Dagwoods Sub-Deli Shop
    Indianapolis, IN
  • 08/2017 → 05/2019
    Iupui Bepko Learning Center
    Indianapolis, IN
  • 07/2014 → 08/2018
    The Dairy Castle
    Greencastle, IN
  • 05/2019 → 08/2019
    Oak Street Funding / First Franchise Capital
    Indianapolis, IN
  • 01/2018 → 05/2018
    Republic Airline
    Indianapolis, IN
  • 02/2018 → 06/2020
    Kelley School Of Business, Indianapolis
    Indianapolis, IN
  • 08/2016 → 05/2020
    Indiana University - Purdue University - Indianapolis
    Indianapolis, IN
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Sugar Land, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
  • S66 Uniform Combined State Law Examination
    2021-04-05
Other Names
  • Kaleb E Fleming

View on SEC IAPD

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