Austin Scott Tharp

Employer firm

Mdrn Capital CRD 325950

$339M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Mdrn Capital Llc
  Winter Haven, FL
• 03/2016 → 07/2025
  Aventail Wealth Management
  Winter Haven, FL

Previous Registrations

• 2021-01-20 → 2025-07-18
  Aventail Wealth Management, Llc
  Winter Haven, FL

Other Businesses

1) MDRN Insurance LLC; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Lake Wales History Museum; Not investment-related; 325 S Scenic HWY, Winter Haven, FL 33853; Charitable Organization; Fundraising Chair; Provide events and support to the local community of Lake Wales; Less than 5% of time during the month. 3) Winter Haven Main Street; Not investment-related; 327 W Central Ave, Winter Haven, FL. 33880; Charitable Organization; Board Member; Supports the economical and local community of Winter Haven. Hosts multiple events throughout the year to drive business to the city; Less than 5% of time during the month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-03