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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
FL RA APPROVED 2024-10-30
  • TX RA
    APPROVED
    Since 2024-11-12
  • FL RA
    APPROVED
    Since 2024-10-30

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 04/2021 04/2023
Pershing Llc/ Bank Of New York Mellon Heathrow FL 01/2020 04/2021
Valencia College Orlando FL 04/2019 01/2020
Alliance Francaise Bogota 01/2016 07/2017
Universal Studios Orlando FL 08/2017 11/2017
Alliance Francaise Bogota 10/2017 03/2018
Metropolitan Health Care Services Orlando FL 03/2018 07/2018
Unemployed Orlando FL 07/2018 12/2018
Sp+ New York City FL 01/2019 07/2019
Unemployed Orlando FL 03/2019 04/2019
Elite Parking Management Orlando FL 06/2019 09/2019
Unemployed Orlando FL 04/2023 12/2023
Citigroup Jacksonville FL 01/2024 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 09/2024 Present
Rgis, Llc/ Wis Ivs Orlando FL 01/2017 01/2017
Chino Latino, Inc. Orlando FL 06/2019 09/2019
Bank Of America, N.A. Orlando FL 10/2024 Present
  • 04/2021 → 04/2023
    Orlando, FL
  • 01/2020 → 04/2021
    Pershing Llc/ Bank Of New York Mellon
    Heathrow, FL
  • 04/2019 → 01/2020
    Valencia College
    Orlando, FL
  • 01/2016 → 07/2017
    Alliance Francaise
    Bogota
  • 08/2017 → 11/2017
    Universal Studios
    Orlando, FL
  • 10/2017 → 03/2018
    Alliance Francaise
    Bogota
  • 03/2018 → 07/2018
    Metropolitan Health Care Services
    Orlando, FL
  • 07/2018 → 12/2018
    Unemployed
    Orlando, FL
  • 01/2019 → 07/2019
    Sp+
    New York City, FL
  • 03/2019 → 04/2019
    Unemployed
    Orlando, FL
  • 06/2019 → 09/2019
    Elite Parking Management
    Orlando, FL
  • 04/2023 → 12/2023
    Unemployed
    Orlando, FL
  • 01/2024 → 08/2024
    Citigroup
    Jacksonville, FL
  • 09/2024 → Present
    Orlando, FL
  • 01/2017 → 01/2017
    Rgis, Llc/ Wis Ivs
    Orlando, FL
  • 06/2019 → 09/2019
    Chino Latino, Inc.
    Orlando, FL
  • 10/2024 → Present
    Bank Of America, N.A.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
  • S66 Uniform Combined State Law Examination
    2021-11-04
Other Names
  • Andres D Ruiz
  • Andres David Ruiz
  • Andres Ruiz

View on SEC IAPD

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