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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-17 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Jersey City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Greenville | SC | 09/2019 | 07/2022 |
| Wells Fargo Bank Na | Greenville | SC | 10/2017 | 07/2022 |
| Unemployed | Greenville | SC | 04/2017 | 10/2017 |
| Medical University Of South Carolina | Charleston | SC | 11/2016 | 04/2017 |
| Sperry | Charleston | SC | 11/2014 | 12/2016 |
| College Of Charleston | Charleston | SC | 08/2012 | 12/2016 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-20 |
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