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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-17
  • NJ RA
    APPROVED
    Since 2022-08-17

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Greenville SC 09/2019 07/2022
Wells Fargo Bank Na Greenville SC 10/2017 07/2022
Unemployed Greenville SC 04/2017 10/2017
Medical University Of South Carolina Charleston SC 11/2016 04/2017
Sperry Charleston SC 11/2014 12/2016
College Of Charleston Charleston SC 08/2012 12/2016
Empower Financial Services, Inc Greenwood Village CO 08/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2022 Present
  • 09/2019 → 07/2022
    Greenville, SC
  • 10/2017 → 07/2022
    Wells Fargo Bank Na
    Greenville, SC
  • 04/2017 → 10/2017
    Unemployed
    Greenville, SC
  • 11/2016 → 04/2017
    Medical University Of South Carolina
    Charleston, SC
  • 11/2014 → 12/2016
    Sperry
    Charleston, SC
  • 08/2012 → 12/2016
    College Of Charleston
    Charleston, SC
  • 08/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2022 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-14
S63 Uniform Securities Agent State Law Examination 2019-12-20
  • S65 Uniform Investment Adviser Law Examination
    2020-02-14
  • S63 Uniform Securities Agent State Law Examination
    2019-12-20
Other Names
  • Daniel Castro

View on SEC IAPD

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