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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED | 2023-05-03 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | Present |
| Solstice Sunglasses | Scottsdale | AZ | 08/2015 | 08/2019 |
| Zmc Hotels | Scottsdale | AZ | 11/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ZMC Hotels NON-INVESTMENT RELATED ADDRESS: Scottsdale, AZ NATURE OF BUSINESS: Retail/Service POSITION: Front Desk Associate START DATE: 11/2023 APPROX. HOURS/MONTH: 56 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Front Desk duties such as answering phones, checking in guests
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-28 |
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