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Thomas Clark Hargis

Nisa Investment Advisors, LLC

St. Louis, MO

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Current Employers
Nisa Investment Advisors, Llc

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-12-16
  • MO RA
    APPROVED
    Since 2020-12-16

Branch Locations

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisa Investment Advisors, Llc Saint Louis MO 07/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-16
S66 Uniform Combined State Law Examination 2014-04-24
S63 Uniform Securities Agent State Law Examination 2012-08-13
  • S65 Uniform Investment Adviser Law Examination
    2020-12-16
  • S66 Uniform Combined State Law Examination
    2014-04-24
  • S63 Uniform Securities Agent State Law Examination
    2012-08-13
Other Names
  • Tc Clark Hargis

View on SEC IAPD

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