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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2014 | 03/2017 |
| Thrivent Investment Management Inc | Harlan | IA | 03/2017 | 06/2017 |
| Diane Stewart - Thrivent Financial | Harlan | IA | 03/2017 | 06/2017 |
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2017 | 03/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2017 | 03/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2017 | 03/2019 |
| Hawkins Wealth Management | North Liberty | IA | 03/2019 | 11/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | 07/2026 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 07/2026 | Present |
| Thrivent Financial | Appleton | WI | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-16 |
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