Kevin Andrew Sullivan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 04/2017
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Freehold, NJ
• 08/2012 → 04/2017
  Bank Of America, N.A.
  Freehold, NJ
• 05/2017 → 05/2020
  Usaa Financial Advisors, Inc
  Tampa, FL
• 05/2017 → 05/2020
  Usaa Financial Planning Services
  Tampa, FL
• 01/2018 → 05/2020
  Usaa Investment Management Company
  Tampa, FL
• 05/2020 → 01/2021
  Charles Schwab & Co., Inc.
  Tampa, FL
• 02/2021 → Present
  Raymond James Financial Services, Inc.
  Saint Petersburg, FL
• 08/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Saint Petersburg, FL

Previous Registrations

• 2020-05-28 → 2021-02-05
  Charles Schwab & Co., Inc.
  Temple Terrace, FL
• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2017-05-22 → 2018-01-08
  Usaa Financial Planning Services
  Tampa, FL
• 2012-06-21 → 2017-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brick, NJ
  Toms River, NJ
  Freehold, NJ
  Point Pleasant Beach, NJ
  Brick, NJ
  Philadelphia, PA
  Brick, NJ
  Point Pleasant Beach, NJ

Exams

• S66 Uniform Combined State Law Examination
  2012-06-19

Other Names

• Kevin Sullivan