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101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-17 |
| CA | RA | APPROVED | 2018-01-26 |
Branch Locations
101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2016 | 09/2017 |
| Weaver Consulting Group, Llc | Huntington Beach | CA | 10/2017 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 08/2019 | Present |
1) WEAVER CONSULTING GROUP. INVESTMENT RELATED BUSINESS. LOCATED AT 101 MAIN STREET, SUITE 220, HUNTINGTON BEACH, CA 92648. NATURE OF BUSINESS IS RIA. TITLE IS ASSOCIATE FINANCIAL ADVISOR. STARTED 10/2017. 160 HRS/MO DEVOTED - 8 HRS/MO DURING TRADING. DUTIES ARE CLIENT RELATIONSHIP, INVESTMENT RESEARCH & PORTFOLIO ALLOCATION. 2) Board Member/Assistant Treasurer; Huntington Beach Kiwanis; Investment Related: No; Location: 92648; Description of the business: Service Organization for city of Huntington Beach; Responsibilities Duties: Participate in Board Meeting and Assist Treasurer; Start date with business: 2017-12-01; Hours devoted to business outside trading hours: 8;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-12 |
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