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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-13 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Lutheran University | Tacoma | WA | 09/2011 | 08/2016 |
| Nylife Securities, Llc | New York | NY | 05/2025 | 06/2025 |
| Eagle Harbor Asset Management, Inc. | Bainbridge Island | WA | 10/2013 | 08/2022 |
| Massmutual Life Insurance Co | Seattle | WA | 08/2025 | Present |
| Mml Investors Services, Llc | Seattle | WA | 08/2025 | Present |
| Look Lateral, Inc. | Seattle | WA | 05/2020 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-18 |
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