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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-02-02 |
| NJ | RA | APPROVED | 2020-12-03 |
Branch Locations
5414 Point Fosdick Dr Ste 102, Gig Harbor, WA 98335 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1488 Olney St Se, Port Orchard, WA 98366 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Paramus | NJ | 04/2011 | 01/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2018 |
| Jp Morgan Chase Bank N.A. | Denville | NJ | 01/2018 | 12/2020 |
| Jp Morgan Securities, Llc | Denville | NJ | 01/2018 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Basking Ridge | NJ | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-04 |
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