Best Investors Account Sign in

Christopher Redfern

Wells Fargo Clearing Services, LLC

Gig Harbor, WA

Seattle, WA

Port Orchard, WA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-02-02
NJ RA APPROVED 2020-12-03
  • WA RA
    APPROVED
    Since 2023-02-02
  • NJ RA
    APPROVED
    Since 2020-12-03

Branch Locations

5414 Point Fosdick Dr Ste 102, Gig Harbor, WA 98335 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

1488 Olney St Se, Port Orchard, WA 98366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Paramus NJ 04/2011 01/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2018
Jp Morgan Chase Bank N.A. Denville NJ 01/2018 12/2020
Jp Morgan Securities, Llc Denville NJ 01/2018 12/2020
Wells Fargo Clearing Services, Llc Basking Ridge NJ 12/2020 Present
  • 04/2011 → 01/2018
    Morgan Stanley Smith Barney
    Paramus, NJ
  • 01/2015 → 01/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2018 → 12/2020
    Jp Morgan Chase Bank N.A.
    Denville, NJ
  • 01/2018 → 12/2020
    Jp Morgan Securities, Llc
    Denville, NJ
  • 12/2020 → Present
    Wells Fargo Clearing Services, Llc
    Basking Ridge, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
  • S66 Uniform Combined State Law Examination
    2011-08-04
Other Names
  • Christopher Robert Redfern

View on SEC IAPD

Other Firms

LIGHTHOUSE WEALTH STRATEGIES, LLC
EDWARD JONES
SOWELL MANAGEMENT
CONESTOGA WEALTH PARTNERS
COMMONWEALTH FINANCIAL NETWORK
INTEGRATED WEALTH CONCEPTS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AERIE ADVISORY GROUP LLC

Other Investors

KELLY ROY CAVIEZEL
MEGAN ANNE HAYES
KARSTEN JON CAVIEZEL
RONALD JAMES BARTON
WILLIAM RAYMOND PANDIANI
Lori R Tipple
Adam Richard Wojtanowicz
Patrick M Smith

Other Offices

LIGHTHOUSE WEALTH STRATEGIES, LLC · GIG HARBOR, WA
EDWARD JONES · GIG HARBOR, WA
SOWELL MANAGEMENT · Gig Harbor, WA
SOWELL MANAGEMENT · Gig Harbor, WA
CONESTOGA WEALTH PARTNERS · GIG HARBOR, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
INTEGRATED WEALTH CONCEPTS LLC · GIG HARBOR, WA

More in Gig Harbor, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor