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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-10-04 |
| OR | RA | APPROVED | 2022-08-08 |
| NC | RA | APPROVED | 2022-08-01 |
| WA | RA | APPROVED | 2022-08-01 |
| VA | RA | APPROVED | 2022-07-30 |
| IL | RA | APPROVED | 2022-07-29 |
| NV | RA | APPROVED | 2022-07-29 |
| AZ | RA | APPROVED | 2022-07-28 |
| UT | RA | APPROVED | 2022-07-28 |
| FL | RA | APPROVED | 2022-07-21 |
| ID | RA | APPROVED | 2022-07-11 |
| TX | RA | APPROVED_RES | 2022-07-05 |
| MD | RA | APPROVED | 2022-06-30 |
| MI | RA | APPROVED | 2022-06-30 |
| MN | RA | APPROVED | 2022-06-30 |
| CT | RA | APPROVED | 2022-06-29 |
| GA | RA | APPROVED | 2022-06-29 |
| MO | RA | APPROVED | 2022-06-29 |
| NJ | RA | APPROVED | 2022-06-29 |
| OH | RA | APPROVED | 2022-06-29 |
| PA | RA | APPROVED | 2022-06-29 |
| CA | RA | APPROVED | 2022-06-28 |
| CO | RA | APPROVED | 2022-06-28 |
| IN | RA | APPROVED | 2022-06-28 |
| NH | RA | APPROVED | 2022-06-28 |
| NY | RA | APPROVED | 2022-06-28 |
Branch Locations
2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Holladay | UT | 03/2011 | 09/2016 |
| Wells Fargo Advisors, Llc | Holladay | UT | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Holladay | UT | 11/2016 | 08/2020 |
| Svb Wealth Advisory Inc | Cottonwood Heights | UT | 08/2020 | 06/2022 |
| Silicon Valley Bank | Cottonwood Heights | UT | 08/2020 | 03/2023 |
| Svb Wealth Llc | Cottonwood Heights | UT | 06/2022 | Present |
| Svb Investment Services Inc | Cottonwood Heights | UT | 06/2022 | 10/2023 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | Present |
SVB Wealth LLC-Investment Related-Relationship Manager; Wealth Advisory; Position is Relationship Manager; Started 06/2022; FTE employee; Provide wealth management services to SVBW clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
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