Adam Joseph Ponton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 07/2018
  Raymond James Financial Services, Inc.
  Phoenix, AZ
• 07/2018 → Present
  Raymond James Financial Services, Inc.
  Phoenix, AZ
• 07/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Phoenix, AZ
• 11/2022 → Present
  Ellen Dean Financial Services Dba Paradise Financial Partners
  Phoenix, AZ
• 01/2022 → Present
  Ponton Professional Services, Llc
  Phoenix, AZ

Other Businesses

(1)Name of Business: Dean & Associates Insurance Services Address: 1118 E Missouri Ave Ste B3, Phoenix, AZ, 85014, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sale of non-variable life insurance & health insurance products (2)Name of Business: Ellen Dean Financial Services DBA Paradise Financial Partners Address: 1118 E. Missouri Suite B3, Phoenix, AZ, 85014, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/26/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: RJFS Branch associate. Office support. (3)Name of Business: Paradise Financial Partners Address: 1118 E. Missouri, Phoenix, AZ, 85014, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: We are re-branding our website from Ellen Dean Financial to Paradise Financial Partners. RJ marketing is working on this project with us and for us. (4)Name of Business: Ponton Professional Services, LLC Address: 1118 E Missouri Ave Ste B3, Phoenix, AZ, 85014-2710, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: S-Corp entity for non-variable insurance under OBA Dean & Associates

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-30
• S63 Uniform Securities Agent State Law Examination
  2018-10-11