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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-10
TX RA APPROVED 2015-12-10
  • PA RA
    APPROVED
    Since 2015-12-10
  • TX RA
    APPROVED
    Since 2015-12-10

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Malvern PA 11/2005 Present
  • 11/2005 → Present
    The Vanguard Group Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF BUSINESS: Full agent, mother in law INVESTMENT-RELATED: ADDRESS: Malvern, PA START DATE: 12/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-07
S63 Uniform Securities Agent State Law Examination 2009-08-04
  • S66 Uniform Combined State Law Examination
    2015-12-07
  • S63 Uniform Securities Agent State Law Examination
    2009-08-04
Other Names
  • Claire Elizabeth Mccusker
  • Claire Elisabeth Mccusker

View on SEC IAPD

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