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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2009-05-25
  • KY RA
    APPROVED
    Since 2009-05-25

Branch Locations

3805 Wyndsong Trail, Lexington, KY 40514 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lexington KY 10/2008 03/2020
Ameriprise Financial Services, Llc Lexington KY 03/2020 Present
Other Businesses

Business Ownership; The Scott and Sharon Bergstrom LLC; ; Real Estate; 2588 Sungale CourtLexington, KY 40513, ,; ; ; 1 to 9 hours per month; . Outside Employment; Geraldine Gordon and Associates, a Subchapter S Corporation.; Associate Financial Advisor -; To manage practice operations.; Ameriprise Financial Services, LLC, 3805 Wyndsong Trl, Lexington, KY, 40513; Not Investment-Related; 01/23/2017; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-10
  • S66 Uniform Combined State Law Examination
    2009-04-10

View on SEC IAPD

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