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Christopher L Kervick

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-21
  • FL RA
    APPROVED
    Since 2020-01-21

Branch Locations

1958 Summit Park Dr., Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockfleet Financial Services, Inc. Lakeville MN 06/2019 08/2019
Charles Schwab & Co., Inc. Orlando FL 09/2019 Present
Unemployed Minneapolis MN 02/2019 05/2019
Rbc Capital Markets, Llc Annapolis MD 10/2011 01/2019
  • 06/2019 → 08/2019
    Rockfleet Financial Services, Inc.
    Lakeville, MN
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 02/2019 → 05/2019
    Unemployed
    Minneapolis, MN
  • 10/2011 → 01/2019
    Rbc Capital Markets, Llc
    Annapolis, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-17
S63 Uniform Securities Agent State Law Examination 2008-12-30
  • S65 Uniform Investment Adviser Law Examination
    2020-01-17
  • S63 Uniform Securities Agent State Law Examination
    2008-12-30
Other Names
  • Christopher Kervick
  • Chris Kervick
  • Christopher Lindsay Kervick

View on SEC IAPD

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BROOKSTONE CAPITAL MANAGEMENT LLC

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James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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