Joshua D Casper

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 02/2023 → Present
  Finra
  New York, NY

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: FINRA INVESTMENT RELATED ADDRESS: NEW YORK, NY NATURE OF BUSINESS: ARBITRATION POSITION: NON-PUBLIC ARBITRATOR START DATE: 02/2023 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Review all case materials and serve as a decision maker for a dispute

Exams

• S66 Uniform Combined State Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2008-09-19

Other Names

• Josh Casper