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William Allen Nelson

Morgan Stanley

Augusta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
GA RA APPROVED 2012-07-18
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • GA RA
    APPROVED
    Since 2012-07-18

Branch Locations

One 10Th Street Suite 600, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Augusta GA 06/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2012 → Present
    Morgan Stanley Smith Barney
    Augusta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-20
  • S66 Uniform Combined State Law Examination
    2008-09-20
Other Names
  • William Allen Nelson
  • William A Nelson

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA
SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA
RBC CAPITAL MARKETS, LLC · Augusta, GA
CHOREO, LLC · AUGUSTA, GA
WYNN CAPITAL · AUGUSTA, GA
WELLS FARGO CLEARING SERVICES, LLC · AUGUSTA, GA

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