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Shannon Rachael Rachael Young

Ubs Financial Services Inc.

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-11-19
  • WA RA
    APPROVED
    Since 2022-11-19

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Albany NY 09/2016 04/2018
Keybank Rotterdam NY 09/2016 04/2018
Key Investment Services Llc Cohoes NY 04/2018 10/2018
Key Investment Services Federal Way WA 10/2018 Present
Keybank Federal Way WA 10/2018 Present
Ubs Financial Services Inc.( Tacoma WA 08/2019 Present
Lpl Charlotte NC 08/2011 09/2016
First Niagara Albany NY 01/2008 09/2016
  • 09/2016 → 04/2018
    Key Investment Services Llc
    Albany, NY
  • 09/2016 → 04/2018
    Keybank
    Rotterdam, NY
  • 04/2018 → 10/2018
    Key Investment Services Llc
    Cohoes, NY
  • 10/2018 → Present
    Key Investment Services
    Federal Way, WA
  • 10/2018 → Present
    Keybank
    Federal Way, WA
  • 08/2019 → Present
    Ubs Financial Services Inc.(
    Tacoma, WA
  • 08/2011 → 09/2016
    Lpl
    Charlotte, NC
  • 01/2008 → 09/2016
    First Niagara
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-18
S63 Uniform Securities Agent State Law Examination 2011-12-30
  • S65 Uniform Investment Adviser Law Examination
    2022-11-18
  • S63 Uniform Securities Agent State Law Examination
    2011-12-30
Other Names
  • Shannon Rachael Kelly
  • Shannon R Kelly

View on SEC IAPD

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CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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