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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2008-01-01 |
Branch Locations
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | Present |
FARM LAND; NON INVESTMENT RELATED; SIOUX FALLS, SD; 100% OWNERSHIP; START 7/10; 1 HR PER MONTH 0 DURING TRADING; MANAGE 160 ACRES OF FARM LAND. EAST SIDE LUTHERAN CHURCH; INVESTMENT RELATED; SIOUX FALLS,SD; START DATE 03/01/2012; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MAKING SURE THE MONEY IN THE ENDOWMENT FUND IS MANAGED APPROPRIATELY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-23 |
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