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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-30 |
| OH | RA | APPROVED | 2017-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 08/2016 | Present |
| Bank Of America, N.A. | Cleveland | OH | 12/2016 | Present |
I*126684 For profit or not for profit: Non-Profit Organization Name of outside business organization: Towards Employment Investment related: N Address of business: Cleveland, Ohio 44115 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/21/2019 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Advisory Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-24 |
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