Best Investors Account Sign in

Michael Richard Lakota

J.P. Morgan Securities LLC

Park Ridge, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-12-12
TX RA APPROVED 2014-12-12
  • IL RA
    APPROVED
    Since 2014-12-12
  • TX RA
    APPROVED
    Since 2014-12-12

Branch Locations

1 S Northwest Hwy, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. Park Ridge IL 10/2014 Present
  • 10/2014 → Present
    Jpmorgan Securities Llc.
    Park Ridge, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-05
S63 Uniform Securities Agent State Law Examination 2000-02-05
  • S65 Uniform Investment Adviser Law Examination
    2007-09-05
  • S63 Uniform Securities Agent State Law Examination
    2000-02-05

View on SEC IAPD

Other Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ALLSTATE FINANCIAL ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CITIGROUP GLOBAL MARKETS INC.
THE INVICTUS COLLECTIVE, LLC

Other Investors

Katarzyna Goleba Rageb
KEITH KENT KRAUSE
PAUL GYTIS PETKUS
TODD EDWARD GENTILE
Jeffery Alan Rozovics
Susan Marie Huizinga
Carl Mauter-Hollenbeck
NEAL SALAH

Other Offices

EDWARD JONES · PARK RIDGE, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PARK RIDGE, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Park Ridge, IL
CETERA INVESTMENT ADVISERS LLC · PARK RIDGE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Park Ridge, IL
LPL FINANCIAL LLC · PARK RIDGE, IL
CITIGROUP GLOBAL MARKETS INC. · PARK RIDGE, IL
EDWARD JONES · PARK RIDGE, IL

More in Park Ridge, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor