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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-02 |
Branch Locations
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Img Financial Group, Inc. | Houston | TX | 11/2016 | 03/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 11/2016 | 03/2017 |
| Minnesota Life Insurance Co. | St. Paul | MN | 11/2016 | 03/2017 |
| Jpmorgan Chase Bank Na | Houston | TX | 05/2017 | Present |
| Jpmorgan Securities Llc | Houston | TX | 05/2017 | Present |
| Unemployed | Houston | TX | 03/2017 | 05/2017 |
| Unemployed | Houston | TX | 05/2016 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-27 |
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