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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-23 |
| CA | RA | APPROVED | 2014-06-25 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifecharge Coaching/Counsulting | Higley | AZ | 09/2003 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2014 | Present |
| Bank Of America, N.A. | Chandler | AZ | 08/2014 | Present |
| Arizona Air National Guard | Phoenix | AZ | 10/1997 | Present |
| R. W. Meyer, Limited | Kaunakaki | HI | 08/2010 | Present |
I*127112For profit or not for profit: For-Profit OrganizationName of outside business organization: Dragon TacticsInvestment related: NoAddress of business: Higley, Arizona 85236Nature of business: Sole ProprietorshipPosition, title, association: OwnerStart date of relationship: 10/7/2019Number of hours devoted: 12 hours MonthlyNumber of hours devoted during trading hours: 0Duties: Marital Arts, Self Defense, Sports Psychology, Mental Imagery, and high performance training I*2469260, Entity Type: Entity For Profit, Name of OBA: Roundkick Merch, Address: Higley , Arizona, 85236, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/16/2023, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I will sell general goods such as apparel, health and beauty items, possibly electronics etc. through an online store/site I*2478311, Entity Type: Entity For Profit, Name of OBA: S L. N, Address: Higley, Arizona, 85236, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/19/2025, No Hours: 12.5 Weekly, No Hours during Trading: 0 Weekly, Duties: I will use my private vehicle to provide rides to passengers and to deliver food or packages for Uber, Lyft, Uber Eats, Door Dash, and Amazon Package Delivery. I will use multiple apps so as to maximize my limited time doing this. If there is no one who needs a ride, I can switch over to delivering food or packages. Therefore I will work 12.5 hours per week divided up by whichever companies have tasks available during the hours I will decide to work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-13 |
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