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Alice Gay Mull

Wells Fargo Clearing Services, LLC

Reno, NV

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2013-10-24
  • NV RA
    APPROVED
    Since 2013-10-24

Branch Locations

6005 Plumas St 2Nd Fl [Sh-Rbo], Reno, NV 89519 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Reno NV 01/2002 Present
Wells Fargo Advisors Llc Reno NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-15
S63 Uniform Securities Agent State Law Examination 1999-11-23
  • S66 Uniform Combined State Law Examination
    2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    1999-11-23
Other Names
  • Alice Gay Nelson

View on SEC IAPD

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