Best Investors Account Sign in

Timothy Neal Sjostrom

Morgan Stanley

Oak Brook, IL

Geneva, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

One River Centre 10 West. State Street Suite 204, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Geneva IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Geneva, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-12-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 2005-03-04 → 2008-11-06
    Citigroup Global Markets Inc.
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
  • 2002-06-05 → 2005-03-07
    Banc One Securities Corporation
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-31
S63 Uniform Securities Agent State Law Examination 1999-12-27
  • S65 Uniform Investment Adviser Law Examination
    2002-05-31
  • S63 Uniform Securities Agent State Law Examination
    1999-12-27

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

More in Oak Brook, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor