Shawn Anthony Splane

Current Employers

Employment History

• 01/2006 → 09/2017
  E*Trade Securities Llc
  Seattle, WA
• 04/2009 → 09/2017
  E*Trade Capital Management Llc
  Seattle, WA
• 06/2018 → 02/2020
  E*Trade Securities Llc
  Seattle, WA
• 06/2018 → 02/2020
  E*Trade Capital Management Llc
  Seattle, WA
• 10/2017 → 05/2018
  Unemployed
  Seattle, WA
• 02/2020 → 01/2021
  E*Trade Securities Llc
  Seattle, WA
• 02/2020 → 01/2021
  E*Trade Capital Management Llc
  Seattle, WA
• 01/2021 → 09/2023
  E*Trade Securities Llc
  Kirkland, WA
• 01/2021 → 09/2023
  E*Trade Capital Management Llc
  Kirkland, WA
• 01/2023 → 02/2024
  Morgan Stanley
  Kirkland, WA
• 09/2023 → 09/2023
  Morgan Stanley
  Kirkland, WA
• 09/2023 → 02/2024
  Morgan Stanley
  Kirkland, WA
• 02/2024 → Present
  Morgan Stanley
  Seattle, WA

Previous Registrations

• 2018-06-13 → 2023-09-05
  Harrisdirect Llc
  Seattle, WA
  Arlington, VA
  Kirkland, WA
• 2009-04-27 → 2017-10-02
  Harrisdirect Llc
  Arlington, VA
  Seattle, WA

Other Businesses

1. Name: Jack Nicker Brewing, LLC 2. Investment-related: No 3. Address: 5840 Airport Way S, #121, Seattle, Washington 98108 4. Nature: Craft beer brewing 5. Position: Passive Investor 6. Start Date: 11/3/2017 7. Approx. number of hrs/mth devoted to the other business: 0 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: No duties or responsibilities. I'm a member of the LLC as a passive equity investor *560200 - POA; Investment related: Yes; Seattle, Washington; POA; 11/2020; During business hours: 0; After business hours: 1;

Exams

• S66 Uniform Combined State Law Examination
  2009-04-24
• S63 Uniform Securities Agent State Law Examination
  1999-12-01