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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-11-25
  • PA RA
    APPROVED
    Since 2003-11-25

Branch Locations

2790 Mosside Blvd Ste 620, Monroeville, PA 15146-2743 • United States

Indiana, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Monroeville PA 03/2020 Present
Ameriprise Financial Services, Inc. Pittsburgh PA 01/1999 03/2020
Other Businesses

Real Estate Ownership; Commercial; 148 S Main Street Homer City, PA 15748, ,; ; . Business Ownership; Main Street Garage & Auto Body; ; Auto Service; 148 S Main Street Homer City, PA 15748, ,; ; 07/01/1984; 0 hours per month; / Jana L. Merlo; Owner; conduct paraplanner service and client support services.; 2790 Mosside Blvd Ste 620, , Monroeville , PA, 15146; Not Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-24
S63 Uniform Securities Agent State Law Examination 1999-03-06
  • S66 Uniform Combined State Law Examination
    2003-11-24
  • S63 Uniform Securities Agent State Law Examination
    1999-03-06

View on SEC IAPD

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