David Arthur Gagnon

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2009 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2021 → Present
  Daniel D Gagnon Cpa Pc Dba Gagnon + Associates Cpa'S
  Kingston, NY
• 04/2018 → Present
  Hudson Valley Financial Advisors
  Kingston, NY

Other Businesses

1) NAME OF OTHER BUSINESS: DANIEL D GAGNON CPA PC DBA GAGNON + ASSOCIATES CPA'S; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA PRACTICE; START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, AUDIT, BOOKKEEPING; 2) ARMOR DYNAMICS INC; NOT INV RELATED; R&D, MANUFACTURER OF ARMOR PROTECTION SYSTEMS FOR GOVT & PRIVATE ENTITIES; MANAGING PARTNER/CFO SINCE 1/05; FINANCING ARRANGEMENTS W/BANKS, SALES SUPPORT, ASSISTANCE WITH R&D; DAVID WARREN: PRES, WAYNE SHAEFFER: VP, JIMMY/RICHARD CHANDLER: VP; 10HRS/WK 3) HUDSON VALLEY FINANCIAL ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 4/2018, PARTNER APX NUMBER OF HOURS PER WEEK: 20, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, FINANCIAL PLANNING AND INVESTMENTS 4) NAME OF OTHER BUSINESS: GAGNON REALTY HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PAY BILLS, LIGHT REPAIR WORK, ARRANGE CONTRACTOR SERVICE FOR BUILDING; 6) NAME OF OTHER BUSINESS: RIP VANWINKLE COUNCIL, BSA; INVESTMENT RELATED: NO; ADDRESS: 1300 ULSTER AVE STE 107 KINGSTON NY 12401; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISE FINANCE CHAIR, SUPPORTS AUDIT COMMITTEE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-01-17