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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-04-07
TX RA APPROVED 2024-12-19
  • DC RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED
    Since 2024-12-19

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Services, Inc. Mclean VA 02/2021 11/2024
Unemployed Alexandria VA 10/2020 01/2021
Pnc Bank Norfolk VA 11/2014 04/2018
Bb&T / Truist Bank Fairfax VA 04/2018 09/2020
J.P. Morgan Securities Llc Washington DC 12/2024 Present
Jpmorgan Chase Bank, N.A. Washington DC 12/2024 Present
  • 02/2021 → 11/2024
    Mclean, VA
  • 10/2020 → 01/2021
    Unemployed
    Alexandria, VA
  • 11/2014 → 04/2018
    Pnc Bank
    Norfolk, VA
  • 04/2018 → 09/2020
    Bb&T / Truist Bank
    Fairfax, VA
  • 12/2024 → Present
    Washington, DC
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
Previous Registrations
  • 2021-02-24 → 2024-12-04
    Mclean, VA
  • 2012-05-09 → 2014-09-15
    Campbell Wealth Management, Inc.
    Alexandria, VA
  • 2011-02-01 → 2012-01-06
    Palladium Registered Investment Advisors
    Norfolk, VA
  • 2010-03-16 → 2010-12-08
  • 2007-04-02 → 2009-12-02
    Davidson & Garrard Inc
    Lynchburg, VA
Other Businesses

Most Heirs #1 Dempewolf Unit is the name of the business. This is an investment related business in Mineral Rights . The address of this business is C/o Countrymark Refining and Logistics, LLC at 6701 Lower New Harmony Road, Mount Vernon, IN 47620. Glenn Guard is the owner of the business since 3/14/1989. Glen does not devote time to this business during or off securities hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-17
S63 Uniform Securities Agent State Law Examination 2010-04-13
S65 Uniform Investment Adviser Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2025-02-17
  • S63 Uniform Securities Agent State Law Examination
    2010-04-13
  • S65 Uniform Investment Adviser Law Examination
    2007-03-30
Designations
Other Names
  • Glenn Matthew Guard

View on SEC IAPD

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