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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-12-05 |
Branch Locations
2691 Celanese Rd, Rock Hill, SC 29732 • United States
550 S Tryon St 44Th Fl [N1/N9-Rbo], Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Grand Junction | CO | 09/2016 | 01/2021 |
| J.P. Morgan Securities Llc | Walnut Creek | CA | 03/2021 | 07/2021 |
| Zyia | Sandy | UT | 11/2019 | Present |
| Wells Fargo Bank, N.A. | Grand Junction | CO | 11/2014 | 01/2021 |
| Premier Designs | Grand Junction | CO | 04/2014 | 12/2020 |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 03/2021 | 07/2021 |
| Unemployed | Concord | CA | 02/2021 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Rock Hill | SC | 09/2022 | Present |
| Wells Fargo Bank, Na | Rock Hill | SC | 09/2022 | Present |
ZYIA ACTIVE; NOT INV. RELATED; DRAPER,UT; INDEPENDENT DISTRIBUTOR; START DATE 12/20/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; SELLING ATHLETIC CLOTHING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-18 |
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