James E Roberts

Employer firm

Intentional CRD 318570

$176M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2019
  Commonwealth Financial Network
  Waltham, MA
• 03/2019 → Present
  Community Wealth, A Dba Of Cic Wealth, Llc
  Rockville, MD
• 03/2022 → Present
  Intentional, Llc
  Fort Mill, SC

Previous Registrations

• 2019-03-18 → 2022-03-09
  Cic Wealth, Llc
  Rockville, MD
  Fort Mill, SC
• 2016-06-27 → 2019-03-05
  Commonwealth Financial Network
  Bethesda, MD
• 2012-09-25 → 2016-06-27
  Cetera Advisors Llc
  Mt Pleasant, SC
  Boyds, MD
• 2012-09-06 → 2012-09-24
  Pruco Securities, Llc.
  Charlotte, NC
• 2008-03-12 → 2012-08-24
  Lpl Financial Llc
  Rockville, MD
  Bethesda, MD
  Chantilly, VA
  Leesburg, VA
  Fairfax, VA
  Fairfax, VA
  Vienna, VA
  Rockville, MD
  Bethesda, MD

Other Businesses

Fixed insurance sales conducted under his individual capacity. Approximately 10% of time spent during securities business hours. Investment related and conducted from branch location.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-11

Designations

• Certified Financial Planner