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Michael Penn

Edward Jones

Rock Hill, SC

CRD 6158963

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-13
SC RA APPROVED 2016-03-04
  • TX RA
    APPROVED_RES
    Since 2018-12-13
  • SC RA
    APPROVED
    Since 2016-03-04

Branch Locations

998 Riverwalk Pkwy Suite 206, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Michael Charles Penn

View on SEC IAPD

Nearby Firms

BNA WEALTH
INTENTIONAL
ADVISORY SERVICES NETWORK

Nearby Investors

BERNARD NEAL ACKERMAN
Adam Eric Ackerman
Gavin Mark Gochnour

Nearby Offices

BNA WEALTH · ROCK HILL, SC
INTENTIONAL · FORT MILL, SC
ADVISORY SERVICES NETWORK · Fort Mill, SC

More in Rock Hill, SC

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