Best Investors Account Sign in

Michael Penn

Edward Jones

Rock Hill, SC

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-13
SC RA APPROVED 2016-03-04
  • TX RA
    APPROVED_RES
    Since 2018-12-13
  • SC RA
    APPROVED
    Since 2016-03-04

Branch Locations

998 Riverwalk Pkwy Suite 206, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Michael Charles Penn

View on SEC IAPD

Other Firms

BNA WEALTH
INTENTIONAL
ADVISORY SERVICES NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
MACAULAY & ASSOCIATES, LLC

Other Investors

BERNARD NEAL ACKERMAN
Adam Eric Ackerman
Gavin Mark Gochnour
Daniel McClain Hudspeth
JOSEPH ROBERT ZARZYCKI
Gregory Scott Vezzosi
JAMES E ROBERTS
DALE WINTERS RICE

Other Offices

BNA WEALTH · ROCK HILL, SC
INTENTIONAL · FORT MILL, SC
ADVISORY SERVICES NETWORK · Fort Mill, SC
LPL FINANCIAL LLC · FORT MILL, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
EDWARD JONES · FORT MILL, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

More in Rock Hill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor