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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2018-01-26

Branch Locations

5457 Fruitville Rd, Sarasota, FL 34232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 02/2017 Present
Unemployed Bradenton FL 10/2015 05/2016
Bank Of America, N.A. Sarasota FL 06/2017 Present
Ameriprise Financial Services, Inc. Sarasota FL 05/2016 02/2017
  • 02/2017 → Present
    Sarasota, FL
  • 10/2015 → 05/2016
    Unemployed
    Bradenton, FL
  • 06/2017 → Present
    Bank Of America, N.A.
    Sarasota, FL
  • 05/2016 → 02/2017
    Ameriprise Financial Services, Inc.
    Sarasota, FL
Previous Registrations
Other Businesses

I*103811 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DANKO INVESTMENTS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BRADENTON, FLORIDA 34202 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, IT'S MY PERSONAL INVESTMENT ACCOUNT. START DATE OF RELATIONSHIP: 1/15/2010 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THIS IS AN INVESTMENT ACCOUNT SET UP FOR ESTATE PLANNING PURPOSES. IT HOLDS ORDINARY, EXCHANGE TRADED STOCKS AND CASH. THIS ACCOUNT WAS DISCLOSED WHEN I WAS HIRE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-29
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-04-29
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05
Other Names
  • Jim Danko
  • James Edward Danko
  • James E Danko
  • James Danko

View on SEC IAPD

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