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Jeffrey Sun

J.P. Morgan Securities LLC

City Of Industry, CA

CRD 3088443

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-07-21
TX RA APPROVED 2014-07-21
  • CA RA
    APPROVED
    Since 2014-07-21
  • TX RA
    APPROVED
    Since 2014-07-21

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Hacienda Heights CA 07/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-06
S63 Uniform Securities Agent State Law Examination 2008-05-06
  • S66 Uniform Combined State Law Examination
    2010-05-06
  • S63 Uniform Securities Agent State Law Examination
    2008-05-06
Other Names
  • Jeffrey Weijei Sun

View on SEC IAPD

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JING WU
Yueyi Du
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TRANSAMERICA FINANCIAL ADVISORS, LLC · City of Industry, CA
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