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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-03-20
  • MN RA
    APPROVED
    Since 2019-03-20

Branch Locations

11140 Highway 55, Ste. D, Plymouth, MN 55441 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Plymouth MN 03/2019 Present
Lpl Financial, Llc Plymouth MN 09/2018 Present
Unemployed Chanhassen MN 09/2010 09/2018
  • 03/2019 → Present
    Plymouth, MN
  • 09/2018 → Present
    Lpl Financial, Llc
    Plymouth, MN
  • 09/2010 → 09/2018
    Unemployed
    Chanhassen, MN
Other Businesses

1. 11/29/2018 - APD WEALTH MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ PLYMOUTH, MN. 2. 1/21/2020 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/20/2019 - 80 Hours Per Month/0 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/21/2020 - Private Advisor Group - DBA: (Hybrid) APD Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/20/2019 - 80 Hours Per Month/0 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-21
  • S66 Uniform Combined State Law Examination
    2019-02-21
Other Names
  • Sandra Shirley Menke

View on SEC IAPD

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