Lewis D Gregory

Current Employers

Employment History

• 04/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO
• 07/2011 → Present
  Bank Of America, N.A.
  Kansas City, MO

Previous Registrations

• 2010-04-15 → 2011-04-25
  Fci Advisors
• 2006-03-10 → 2008-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
  Leawood, KS
• 1998-09-22 → 2006-11-28
  Merrill Lynch Trust Company
  Leawood , KS

Other Businesses

I*132302 For profit or not for profit: For-Profit Organization Name of outside business organization: Gregory Properties, LLC Investment related: N Address of business: Lake Quivira, Kansas 66217 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 6/12/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family LLC to own a lake property. Co-manager of the LLC. The property is for personal use and will not be rented or leased. I*54695 For profit or not for profit: Non-Profit Organization Name of outside business organization: Delta Upsilon Educational Foundation Investment related: N Address of business: Indianapolis, Indiana 46268 Nature of business: Charitable Organization, Position, title, association: Trustee, Start date of relationship: 8/23/2019 Number of hours devoted: 36 hour(s) Annually Number of hours devoted during trading hours: 12 Duties: Serve on the Board of Trustees and currently serve as secretary of the Foundation Board. (2)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF KANSAS INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAWRENCE, KANSAS 66044 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 3/1/2005 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: VOLUNTEER POSITION AS A TRUSTEE. (3)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WG PROPERTIES, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LEAWOD, KANSAS 66209 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: GENERAL PARTNER START DATE OF RELATIONSHIP: 01/01/2009 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: FAMILY FARM MANAGEMENT WITH OVERSIGHT ONLY. OTHER MEMBER IS MY SISTER CHARLOTTE JONES.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-05-18
• S65 Uniform Investment Adviser Law Examination
  1998-06-11