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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| IN | RA | APPROVED | 2009-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Crown Point | IN | 06/2009 | Present |
1.Rental house; 615 S Main St., Hebron, IN 46341; Owner; to keep it rented; 01/01/2016; 10.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related 2. BRUSHWOOD CHURCH; 5474 W 200 N RENSSELAER IN 47978; church; AUDIT COMMITTEE; AUDIT THE BANK ACCOUNT; 12/31/2024; 2 hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-14 |
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