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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-22
IL RA APPROVED 2022-02-17
  • TX RA
    APPROVED
    Since 2022-03-22
  • IL RA
    APPROVED
    Since 2022-02-17

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St, Floor 16, Chicago, IL 60603-2300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Woodland Hills CA 03/2017 04/2019
Farmers Financial Solutions, Llc Highland Park IL 08/2017 04/2019
Sauser Insurance Agency Lake Forest IL 06/2017 08/2021
Country Capital Management Company Grayslake IL 11/2013 03/2017
Massachusetts Mutual Life Insurance Company Chicago IL 11/2019 11/2021
Mml Investors Services, Llc Chicago IL 01/2020 11/2021
Jpmorgan Chase Bank, N.A. Chicago IL 12/2021 Present
J.P. Morgan Securities Llc Chicago IL 12/2021 Present
West Point Financial Group Chicago IL 12/2019 11/2021
Columbia Sailing School Chicago IL 05/2021 09/2021
Columbia Yacht Club Sailing School Chicago IL 07/2021 Present
Chicago Sailboat Charters Chicago IL 07/2021 10/2024
Country Financial Bloomington IL 11/2013 03/2017
  • 03/2017 → 04/2019
    Farmers Insurance
    Woodland Hills, CA
  • 08/2017 → 04/2019
    Farmers Financial Solutions, Llc
    Highland Park, IL
  • 06/2017 → 08/2021
    Sauser Insurance Agency
    Lake Forest, IL
  • 11/2013 → 03/2017
    Country Capital Management Company
    Grayslake, IL
  • 11/2019 → 11/2021
    Massachusetts Mutual Life Insurance Company
    Chicago, IL
  • 01/2020 → 11/2021
    Chicago, IL
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 12/2021 → Present
    Chicago, IL
  • 12/2019 → 11/2021
    West Point Financial Group
    Chicago, IL
  • 05/2021 → 09/2021
    Columbia Sailing School
    Chicago, IL
  • 07/2021 → Present
    Columbia Yacht Club Sailing School
    Chicago, IL
  • 07/2021 → 10/2024
    Chicago Sailboat Charters
    Chicago, IL
  • 11/2013 → 03/2017
    Country Financial
    Bloomington, IL
Previous Registrations
Other Businesses

Entity Name: Columbia Yacht Club Sailing School Investment related: No "Address: 111N Lakeshore Dr. Chicago, IL 60601" Nature of the other business: Sailing Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sailing School. Sailing instructor, classroom and on the water.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-18
S66 Uniform Combined State Law Examination 2013-05-09
  • S65 Uniform Investment Adviser Law Examination
    2022-03-18
  • S66 Uniform Combined State Law Examination
    2013-05-09
Other Names
  • James Conrad Sauser

View on SEC IAPD

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