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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-22 |
| IL | RA | APPROVED | 2022-02-17 |
Branch Locations
370 S Cleveland Ave, Westerville, OH 43081 • United States
10 S Dearborn St, Floor 16, Chicago, IL 60603-2300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance | Woodland Hills | CA | 03/2017 | 04/2019 |
| Farmers Financial Solutions, Llc | Highland Park | IL | 08/2017 | 04/2019 |
| Sauser Insurance Agency | Lake Forest | IL | 06/2017 | 08/2021 |
| Country Capital Management Company | Grayslake | IL | 11/2013 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Chicago | IL | 11/2019 | 11/2021 |
| Mml Investors Services, Llc | Chicago | IL | 01/2020 | 11/2021 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 12/2021 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 12/2021 | Present |
| West Point Financial Group | Chicago | IL | 12/2019 | 11/2021 |
| Columbia Sailing School | Chicago | IL | 05/2021 | 09/2021 |
| Columbia Yacht Club Sailing School | Chicago | IL | 07/2021 | Present |
| Chicago Sailboat Charters | Chicago | IL | 07/2021 | 10/2024 |
| Country Financial | Bloomington | IL | 11/2013 | 03/2017 |
Entity Name: Columbia Yacht Club Sailing School Investment related: No "Address: 111N Lakeshore Dr. Chicago, IL 60601" Nature of the other business: Sailing Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sailing School. Sailing instructor, classroom and on the water.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-18 |
| S66 | Uniform Combined State Law Examination | 2013-05-09 |
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