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Sam Glenn Tarkington

Wells Fargo Clearing Services, LLC

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-25
MI RA APPROVED 2010-03-19
  • TX RA
    APPROVED_RES
    Since 2025-01-25
  • MI RA
    APPROVED
    Since 2010-03-19

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham MI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-13
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S65 Uniform Investment Adviser Law Examination
    1993-07-13
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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