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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
24 State Street Box 54, Seneca Falls, NY 13148 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seneca Falls | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seneca Falls | NY | 03/2020 | Present |
Business Ownership; Jagger Peak Rising LLC; ; Help manage practice income & expenses; 29 Tall Oaks DriveSeneca Falls, NY 13148, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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