Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
24 State Street Box 54, Seneca Falls, NY 13148 • United States
Seneca Falls, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seneca Falls | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seneca Falls | NY | 03/2020 | Present |
Business Ownership; WSGB, LLC; Educating, coaching, consulting, and research on financial industry topics.; Consulting; 22 Nicholas Street, , Seneca Falls, NY, 13148; Investment-Related; 09/20/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Council Rock Associates LLC; N/A - Financial Advisor; ; 90 Linden Oaks, , Rochester, NY, 14625; Investment-Related; 02/25/2021; 60 hours per month; 60 during trading hours / WSGB, LLC; Owner - LLC is established to support the advisor's Ameriprise practice; ; 22 Nicholas Street, , Seneca Falls, NY, 13148; Investment-Related; 09/20/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-14 |
Reach out to this advisor