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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-13 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
Stillwater, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | North Oaks/Shoreview | MN | 03/2008 | Present |
| City National Bank | Shoreview | MN | 08/2017 | 01/2025 |
(1) SMALL THINGS, LLC.; ADDRESS: PERSONAL; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RETAIL GIFT SHOP; CAPACITY: OWNER-PASSIVE; START DATE: 10/1/2018; DUTIES: MARKETING SUPPORT. BIG-PICTURE STRATEGIC SUPPORT. IT IS MY WIFE'S BUSINESS; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: Valley Outreach ADDRESS: Stillwater, MN INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Outreach START DATE: 01.01.25 CAPACITY: Board of Directors DUTIES: Provide leadership to a local non-profit food self HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
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