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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 12/2016 | 03/2020 |
| Wells Fargo Advisors | Minneapolis | MN | 08/2015 | 12/2016 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: CO-TRUSTEE OF TRUST; Date Activity Started/Modified/Ended: 2/16/2019; Type of Activity: Other - FAMILY RELATED FIDUCIARY POSITION; Role/Relationship: Trustee/ Fiduciary; Responsibilities: CO-TRUSTEE OF FAMILY-RELATED TRUST, FACILIATES DISTRIBUTIONS; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? Yes - ASSET ALLOCATION ONLY NO TRADING AUTHORITY; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-16 |
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