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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

222 E Main St, Albert Lea, MN 56007 • United States

Northwood, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Albert Lea MN 09/2005 03/2020
Ameriprise Financial Services, Llc Albert Lea MN 03/2020 Present
Deer Creek Construction Glenville MN 06/2003 Present
Gregg Koch & John Vanderwaal-Aefa Albert Lea MN 08/1994 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Albert Lea, MN
  • 03/2020 → Present
    Albert Lea, MN
  • 06/2003 → Present
    Deer Creek Construction
    Glenville, MN
  • 08/1994 → Present
    Gregg Koch & John Vanderwaal-Aefa
    Albert Lea, MN
Other Businesses

Real Estate Ownership; Single Family; 5002 Mockingbird Avenue, Northwood, IA 50459, ,; ; 10/01/2003. Outside Employment; Summit Management LLC; I execute trades recommended by financial advisors, work with financial planning and client service. Client services involve answering phones, paperwork, proactively contacting clients.; Manage advisory business; 1530 Greenview Dr SW, , Rochester, MN, 55902; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours / Summit Management Group, LLC; I am an employee/paraplanner & receive compensation from Summit Mgmt Group, LLC. I provide money transfers, complete trades, complete paperwork, provide customer service & carry out what the clients want to accomplish.; Manage advisory business; 1530 Greenview Dr SW, Ste 205, Rochester, MN, 55902; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Doterra Essential Oils; Marketing essential oils to new customers; 5002 Mockingbird AvenueNorthwood, IA 50459, ,; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-15
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S66 Uniform Combined State Law Examination
    2005-03-15
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27
Other Names
  • Nancy G Orman

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