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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
222 E Main St, Albert Lea, MN 56007 • United States
Northwood, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Albert Lea | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Albert Lea | MN | 03/2020 | Present |
| Deer Creek Construction | Glenville | MN | 06/2003 | Present |
| Gregg Koch & John Vanderwaal-Aefa | Albert Lea | MN | 08/1994 | Present |
Real Estate Ownership; Single Family; 5002 Mockingbird Avenue, Northwood, IA 50459, ,; ; 10/01/2003. Outside Employment; Summit Management LLC; I execute trades recommended by financial advisors, work with financial planning and client service. Client services involve answering phones, paperwork, proactively contacting clients.; Manage advisory business; 1530 Greenview Dr SW, , Rochester, MN, 55902; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours / Summit Management Group, LLC; I am an employee/paraplanner & receive compensation from Summit Mgmt Group, LLC. I provide money transfers, complete trades, complete paperwork, provide customer service & carry out what the clients want to accomplish.; Manage advisory business; 1530 Greenview Dr SW, Ste 205, Rochester, MN, 55902; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Doterra Essential Oils; Marketing essential oils to new customers; 5002 Mockingbird AvenueNorthwood, IA 50459, ,; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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