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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-10-20
IA RA APPROVED 2019-05-22
MN RA APPROVED 2019-02-27
  • SD RA
    APPROVED
    Since 2023-10-20
  • IA RA
    APPROVED
    Since 2019-05-22
  • MN RA
    APPROVED
    Since 2019-02-27

Branch Locations

106 S. Broadway Ave, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Albert Lea MN 08/2001 Present
David Klatt Insurance Agency Albert Lee MN 01/2004 Present
State Farm Investment Management Corp Albert Lea MN 09/2018 Present
  • 08/2001 → Present
    State Farm Vp Management Corp.
    Albert Lea, MN
  • 01/2004 → Present
    David Klatt Insurance Agency
    Albert Lee, MN
  • 09/2018 → Present
    Albert Lea, MN
Other Businesses

1) Albert Lea School Board; non-investment-related; 211 W Richway Dr, Albert Lea, MN 56007; Education; Dealing with school district activity; 1/1/2020; 5; 1; no duties. 2) Albert Lea Business Development Center board; non-investment-related; 132 N. Broadway Ave, Albert Lea, MN 56007; Local entity created by the City of Albert Lea Port Authority, Greater Jobs, Inc and Riverland Community College to breed and nurture new businesses in the area; Director; 12/1/2020; 2; 2; none. 3) Mocha & Mini, LLC; non-investment-related; 1317 SE Broadway Ave, Albert Lea, MN 56007; Retail; owner; 10/1/2021; 10; 0; none. 4) David Klatt's Insurance Agency; Insurance Agency; Investment-related; 106 S Broadway Ave Albert Lea, MN 56007-2544; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2002; 80; 80; Service customers and supervise employees 5) Minnesota School Board Assoc; Non-investment-related; 1900 Jefferson Ave St Peter MN 56082; Other; Board Member; None; 02/01/2023; 1; 0; this is an advisory board for the school districts within Minnesota. There are 13 districts within Minnesota, and the board meets 4-6 times a year. 6) Dave Klatt - Personally Held real estate (property #2); investment-related; 1309 Itasca Road Albert Lea MN 56007; Investment or Commercial Property; Owner; None; 09/01/2025; 5;0; private crop farmland

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-09
S63 Uniform Securities Agent State Law Examination 1992-05-20
  • S65 Uniform Investment Adviser Law Examination
    1997-07-09
  • S63 Uniform Securities Agent State Law Examination
    1992-05-20
Other Names
  • David Klatt
  • Dave Klatt

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