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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-06-18 |
| TX | RA | APPROVED | 2018-06-18 |
Branch Locations
100 North Broadway, Albert Lea, MN 56007 • United States
725 Main St., Pella, IA 50219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Pella | IA | 04/2014 | 06/2018 |
| Securities America Advisors | Pella | IA | 04/2014 | 06/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2018 | Present |
| Intellicents Investment Solutions, Inc. | Des Moines | IA | 06/2018 | 02/2019 |
| Intellicents Investment Solutions, Inc. | Pella | IA | 02/2019 | Present |
1. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 6/18/2018, 725 MAIN ST., PELLA, IA 50219, LLC, RIA, FINANCIAL CONSULTANT, PROVIDE INVESTMENT AND FINANCIAL PLANNING SERVICES TO CLIENTS, INVESTMENT RELATED, 240 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, START DATE: 2010, 725 MAIN ST., PELLA, IA 50219, OFFER INSURANCE PRODUCTS TO CLIENTS, INSURANCE PRODUCER, OFFER LIFE INSURANCE AND ANNUITIES TO CLIENTS, INVESTMENT RELATED, 3 HOURS PER MONTH, 1.5 HOURS PER DAY DURING TRADING HOURS. 3. Intellicents of Pella, LLC., Start Date: 06/15/2018, 725 Main St., Pella, IA 50219, Administrative Operations, President, Leadership of the office in Pella Iowa, Not Investment Related, 240 hours per month, 6 hours per day during trading hours. 4. DR Holdings, Inc., Start Date: 06/15/2018, 725 Main St., Pella, IA 50219, LLC, Holding Company, President, This entity holds my stock in Intellicents of Pella, Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 5. Forward with Faith, Start Date: 10/28/2025, 102 E 15th St., Pella, IA 50219, LLC, Board of Directors for non-profit, Secretary, One meeting per month, As Secretary, I'm responsible for all meeting minutes, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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