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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-06-18
TX RA APPROVED 2018-06-18
  • IA RA
    APPROVED
    Since 2018-06-18
  • TX RA
    APPROVED
    Since 2018-06-18

Branch Locations

100 North Broadway, Albert Lea, MN 56007 • United States

725 Main St., Pella, IA 50219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Pella IA 04/2014 06/2018
Securities America Advisors Pella IA 04/2014 06/2018
Mutual Securities, Inc. Camarillo CA 06/2018 Present
Intellicents Investment Solutions, Inc. Des Moines IA 06/2018 02/2019
Intellicents Investment Solutions, Inc. Pella IA 02/2019 Present
Previous Registrations
  • 2014-04-07 → 2018-06-15
    Securities America Advisors, Inc.
    Pella, IA
  • 2010-10-15 → 2014-04-10
    West Des Moines, IA
    West Des Moines, IA
    Des Moines, IA
    Pella, IA
  • 2009-11-16 → 2010-08-02
    Directed Services Llc
    Des Moines, IA
    West Chester, PA
    Des Moines, IA
    Des Moines, IA
    West Chester, PA
    Des Moines, IA
    West Chester, PA
Other Businesses

1. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 6/18/2018, 725 MAIN ST., PELLA, IA 50219, LLC, RIA, FINANCIAL CONSULTANT, PROVIDE INVESTMENT AND FINANCIAL PLANNING SERVICES TO CLIENTS, INVESTMENT RELATED, 240 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, START DATE: 2010, 725 MAIN ST., PELLA, IA 50219, OFFER INSURANCE PRODUCTS TO CLIENTS, INSURANCE PRODUCER, OFFER LIFE INSURANCE AND ANNUITIES TO CLIENTS, INVESTMENT RELATED, 3 HOURS PER MONTH, 1.5 HOURS PER DAY DURING TRADING HOURS. 3. Intellicents of Pella, LLC., Start Date: 06/15/2018, 725 Main St., Pella, IA 50219, Administrative Operations, President, Leadership of the office in Pella Iowa, Not Investment Related, 240 hours per month, 6 hours per day during trading hours. 4. DR Holdings, Inc., Start Date: 06/15/2018, 725 Main St., Pella, IA 50219, LLC, Holding Company, President, This entity holds my stock in Intellicents of Pella, Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 5. Forward with Faith, Start Date: 10/28/2025, 102 E 15th St., Pella, IA 50219, LLC, Board of Directors for non-profit, Secretary, One meeting per month, As Secretary, I'm responsible for all meeting minutes, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-13
S63 Uniform Securities Agent State Law Examination 2006-05-26
  • S65 Uniform Investment Adviser Law Examination
    2009-11-13
  • S63 Uniform Securities Agent State Law Examination
    2006-05-26
Designations

View on SEC IAPD

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