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Stacie Lynn Winson

Rbc Capital Markets, LLC

St. Louis, MO

Phoenix, AZ

Phoenix, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-20
MO RA APPROVED 2022-04-29
TX RA APPROVED 2022-04-29
  • AZ RA
    APPROVED
    Since 2024-03-20
  • MO RA
    APPROVED
    Since 2022-04-29
  • TX RA
    APPROVED
    Since 2022-04-29

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Clayton MO 06/2009 04/2022
Rbc Capital Markets, Llc St. Louis MO 04/2022 Present
  • 06/2009 → 04/2022
    Morgan Stanley Smith Barney Llc
    Clayton, MO
  • 04/2022 → Present
    Rbc Capital Markets, Llc
    St. Louis, MO
Previous Registrations
  • 2009-06-01 → 2022-05-02
    Morgan Stanley
    St. Louis, MO
    Clayton, MO
  • 2009-01-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-14
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S65 Uniform Investment Adviser Law Examination
    2009-01-14
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • Stacie Lynn Viviano
  • Stacie Lynn Viviano
  • Stacie Lynn Williams

View on SEC IAPD

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